Manager`s Transactions

Notifications concerning transactions by persons purs. to Art. 19 of the Market Abuse Regulation

Article 19 of the Market Abuse Regulation (“MMVO”), which came into force on July 3, 2016, sets out new statutory regulations with regard to managers’ transactions of persons discharging managerial responsibilities at an issuer of financial instruments as well as of persons closely associated with them.

Under the above-mentioned Regulation, the persons concerned are obligated to notify the respective transaction upon conclusion to the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht, “BaFin”) and the respective issuer.

The template, the use of which is mandatory for all notifications, requires, i.a., that the following data be published:

  • Details of the persons discharging managerial responsibilities/persons closely associated with them
  • Reason for the notification
  • Details of the issuer
  • Details of the transaction (price, nature/volume)

23.09.2020 - 1

  1. 1. Details of the person discharging managerial responsibilities / person closely associated
  2. a) Name

  3. Title

  4. First name

  5. Last name

  6. 2. Reason for the notification
  7. a) Position
  8. b) Initial notification
  9. 3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
  10. a) Name
  11. b) LEI
  12. 4. Details of the transaction(s)
  13. a) Description of the financial instrument, type of instrument, identification code

  14. Type

  15. ISIN

  16. b) Nature of the transaction
  17. c) Price(s) and volume(s)

  18. Price

  19. Volume (s)

  20. d) Aggregated Information

  21. Price

  22. Aggregated volume

  23. e) Date of the transaction
  24. f) Place of the transaction

  25. Name

  26. MIC

  1.  
  2.  
  3.  
  4. Jan Martin
  5. Kupfer
  6.  
  7. Member of the managing body
  8.  
  9.  
  10. UniCredit Bank AG
  11. 2ZCNRR8UK83OBTEK2170
  12.  
  13.  
  14. Derivative
  15. DE000HVB12Y9
  16. Disposal
  17.  
  18. 12012.00 EUR
  19. 30000.00 EUR
  20.  
  21. 12012.00 EUR
  22. 30000.00 EUR
  23. 2020-09-21; UTC+2
  24.  
  25. Exchange Stuttgart
  26. CATS

23.09.2020 - 2

  1. 1. Details of the person discharging managerial responsibilities / person closely associated
  2. a) Name

  3. Title

  4. First Name

  5. Last Name

  6. 2. Reason for the notification
  7. a) Position / status

  8. Position

  9. b) Initial notification
  10. 3. Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
  11. a) Name
  12. b) LEI
  13. 4. Details of the transaction(s)
  14. a) Description of the financial instrument, type of instrument, identification code

  15. Type

  16. ISIN

  17. b) Nature of the transaction
  18. c) Price(s) and volume(s)

  19. Price

  20. Volume

  21. Price

  22. Volume

  23. d) Aggregated information

  24. Price

  25. Aggregated volume

  26. e) Date of the transaction
  27. f) Place of the transaction

  28. Name

  29. MIC

  1.  
  2.  
  3.  
  4. Jan Martin
  5. Kupfer
  6.  
  7.  
  8. Member of the managing body
  9.  
  10.  
  11. UniCredit Bank AG
  12. 2ZCNRR8UK83OBTEK2170
  13.  
  14.  
  15. Derivative
  16. DE000HW56750
  17. Disposal
  18.  
  19. 1080.8100 EUR
  20. 9727.29 EUR
  21. 1276.2500 EUR
  22. 11486.25 EUR
  23.  
  24. 1178.53 EUR
  25. 10606.77 EUR
  26. 2020-09-21; UTC+2
  27.  
  28. Exchange Stuttgart
  29. CATS